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Tony Ondrusek
Tony Ondrusek
 

Broker-dealers get “suggestion” from SEC over hiring practices

Posted: 3:49 pm, September 3, 2009
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Watch those hiring bonuses and incentives, warned the chairwoman of the SEC, in a letter that she sent to broker-dealers. Those incentives could pressure registered representatives to engage in risky practices, according to an article posted at IFAwebnews.com.

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