A Vienna, Ga., man was barred from associating with any FINRA members after he was found to have helped a person obtain life insurance policies for a dead relative, according to FINRA records.

John Michael Holder, a registered representative, was found to have facilitated a customer’s purchase of life insurance policies in the name of the customer’s deceased son and to have used a false Social Security Number on the policies.

Records indicate that the woman forged her deceased son’s signature to execute the policies with Holder’ s knowledge.

Holder did not admit or deny the findings.