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Articles tagged “Ameriprise”

Seattle man allegedly bilked Ameriprise, Allstate after car crash

06.13.2011 | By Jaime L. Brockway

A Seattle, Wash., man was charged with insurance fraud and second-degree theft after allegedly filing multiple auto insurance claims for one accident.

See more: Allstate, Ameriprise, criminal, fraud, On the Record, Property-Casualty Insurance News, theft, WA, Washington Office of the Insurance Commissioner

Affluent investors move Fidelity Investments from top of the hill

01.27.2010 | By IFAwebnews Staff

Life Insurance News, National

Fidelity Investment lost its top-dog status as the number one distributor and mutual fund provider to rivals Charles Schwab and Vanguard, according to a new report.

See more: affluent investors, American Funds, Ameriprise, Charles Schwab, Cogent Research, customer loyalty, Edward Jones, Fidelity Advisor Funds, Fidelity Investments, Franklin Templeton, IRA, Meredith Lloyd Rice, Merrill Lynch, morgan stanley, mutual funds, Raymond James, research, T. Rowe Price, TIAA-CREF, UBS, Vanguard, Wachovia, Wells Fargo Advisors

More prison time for former N.J. broker-dealer in investment scheme

12.09.2009 | By Keith L. Martin

New Jersey, On the Record

Already sentenced to an eight-year federal prison term, a former Salem County, N.J., investment broker received additional time in state prison.

See more: Ameriprise, Anne Milgram, crimnal, fraud, GunnAllen Financial, JD BAC Financial Services, Jeffrey J. Southard, legal, On the Record, Ponzi schemes, premiums

Investment scheme nets N.J. man 8 years in prison, $1.8M in restitution

11.24.2009 | By Keith L. Martin

New Jersey, On the Record

A former Ameriprise and GunnAllen broker-dealer will spend eight years and one month in federal prison for operating a $1.8 million investment fraud scheme.

See more: Ameriprise, Bank of America, criminal, FBI, fraud, GunnAllen Financial, irs, JD BAC Financial Services, Jeffrey J. Southard, legal, On the Record

Former New Jersey broker-dealer guilty in $1.9 million investment scheme

06.26.2009 | By Keith L. Martin

New Jersey, On the Record

A former broker-dealer with Ameriprise and GunnAllen Financial could spend up to 30 years in federal prison after pleading guilty to overseeing a $1.9 million investment fraud scheme.

Jeffrey J. Southard, … Read →

See more: Ameriprise, criminal, Department of Labor, FBI, fraud, GunnAllen Financial, irs, Jeffrey J. Southard, securities

Reports: Six life insurers to receive billions through Treasury’s TARP program

05.15.2009 | By Keith L. Martin

Life Insurance News, National, Pennsylvania

Six life insurance companies, including Lincoln Financial and The Hartford, are among those about to receive billions of federal dollars through the U.S. Treasury‘s Troubled Asset Relief Program.

Funding will come … Read →