IFAwebnews » Ameritas Investment

Investment firm, New Jersey broker fined for improper VUL policy sales

Bob Graham — Fri, 20 Nov 2009 14:00:39 +0000

An investment firm in Lincoln, Neb., and one of its brokers in New Jersey were fined for inducing customers to take on addition mortgage and home equity debt so they could buy variable universal life insurance policies, according to FINRA.

Investment firm, New Jersey broker fined for improper VUL policy sales via IFAwebnews.

Group asks SEC to tell FINRA to butt out of financial planning matters

Bob Graham — Tue, 25 Aug 2009 10:55:53 +0000

A group representing investment advisors is asking the U.S. Securities and Exchange Commission to keep the Financial Insurance Regulatory Authority (FINRA) from expanding its regulatory authority by getting involved in ... Read →

Group asks SEC to tell FINRA to butt out of financial planning matters via IFAwebnews.

Maryland financial services executive named to national group

Keith L. Martin — Mon, 18 May 2009 05:48:22 +0000

Randy Scritchfield, president of Montgomery Financial in Rockville, Md., has been named to the board of directors of the Insurance Marketplace Standards Association.

Randy Scritchfield

The IMSA is a national standards-setting ... Read →

Maryland financial services executive named to national group via IFAwebnews.