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><channel><title>IFAwebnews &#187; auction rate securities</title> <atom:link href="http://ifawebnews.com/tag/auction-rate-securities/feed/" rel="self" type="application/rss+xml" /><link>http://ifawebnews.com</link> <description>The nation’s homepage for insurance industry news</description> <lastBuildDate>Fri, 25 May 2012 14:29:10 +0000</lastBuildDate> <language>en</language> <sy:updatePeriod>hourly</sy:updatePeriod> <sy:updateFrequency>1</sy:updateFrequency> <generator>http://wordpress.org/?v=3.3.2</generator> <item><title>Stifel to return $41 million to investors in auction rate securities</title><link>http://ifawebnews.com/2010/01/08/stifel-to-return-41-million-to-investors-in-auction-rate-securities/</link> <comments>http://ifawebnews.com/2010/01/08/stifel-to-return-41-million-to-investors-in-auction-rate-securities/#comments</comments> <pubDate>Fri, 08 Jan 2010 14:00:44 +0000</pubDate> <dc:creator>Keith L. Martin</dc:creator> <category><![CDATA[Life Insurance News]]></category> <category><![CDATA[National]]></category> <category><![CDATA[auction rate securities]]></category> <category><![CDATA[CO]]></category> <category><![CDATA[Denise Voight]]></category> <category><![CDATA[fines]]></category> <category><![CDATA[IN]]></category> <category><![CDATA[legal]]></category> <category><![CDATA[MO]]></category> <category><![CDATA[North American Securities Administrators Association]]></category> <category><![CDATA[Robin Carnahan]]></category> <category><![CDATA[Ronald J. Kruszewski]]></category> <category><![CDATA[Roy Gerdel]]></category> <category><![CDATA[settlement]]></category> <category><![CDATA[Stifel Nicolaus & Co.]]></category> <category><![CDATA[TX]]></category><guid
isPermaLink="false">http://ifawebnews.com/?p=10682</guid> <description><![CDATA[A Missouri-based financial services firm will repurchase all of its retail clients’ auction rate securities, including $41 million in payouts this year, as part of a settlement agreement.<p><a
href="http://ifawebnews.com/2010/01/08/stifel-to-return-41-million-to-investors-in-auction-rate-securities/">Stifel to return $41 million to investors in auction rate securities</a> via <a
href="http://ifawebnews.com">IFAwebnews</a>.</p> ]]></description> <wfw:commentRss>http://ifawebnews.com/2010/01/08/stifel-to-return-41-million-to-investors-in-auction-rate-securities/feed/</wfw:commentRss> <slash:comments>0</slash:comments> </item> <item><title>RBC to pay Virginia $272,000 in securities settlement</title><link>http://ifawebnews.com/2009/10/29/rbc-to-pay-virginia-272000-in-securities-settlement/</link> <comments>http://ifawebnews.com/2009/10/29/rbc-to-pay-virginia-272000-in-securities-settlement/#comments</comments> <pubDate>Thu, 29 Oct 2009 13:00:39 +0000</pubDate> <dc:creator>Derek Mearns</dc:creator> <category><![CDATA[Virginia]]></category> <category><![CDATA[auction rate securities]]></category> <category><![CDATA[North American Securities Administrators Association]]></category> <category><![CDATA[RBC]]></category> <category><![CDATA[SCC]]></category> <category><![CDATA[securities]]></category> <category><![CDATA[settlements]]></category> <category><![CDATA[Wachovia]]></category><guid
isPermaLink="false">http://ifawebnews.com/?p=8120</guid> <description><![CDATA[Virginia’s State Corporation Commission has issued a consent order finalizing its participation in a global settlement involving RBC Capital Markets Corp.<p><a
href="http://ifawebnews.com/2009/10/29/rbc-to-pay-virginia-272000-in-securities-settlement/">RBC to pay Virginia $272,000 in securities settlement</a> via <a
href="http://ifawebnews.com">IFAwebnews</a>.</p> ]]></description> <wfw:commentRss>http://ifawebnews.com/2009/10/29/rbc-to-pay-virginia-272000-in-securities-settlement/feed/</wfw:commentRss> <slash:comments>0</slash:comments> </item> <item><title>Wachovia settles auction-rate securities case with D.C. regulators</title><link>http://ifawebnews.com/2009/10/23/wachovia-settles-auction-rate-securities-case-with-d-c-regulators/</link> <comments>http://ifawebnews.com/2009/10/23/wachovia-settles-auction-rate-securities-case-with-d-c-regulators/#comments</comments> <pubDate>Fri, 23 Oct 2009 13:00:43 +0000</pubDate> <dc:creator>Keith L. Martin</dc:creator> <category><![CDATA[Maryland]]></category> <category><![CDATA[Virginia]]></category> <category><![CDATA[auction rate securities]]></category> <category><![CDATA[D.C.]]></category> <category><![CDATA[DISB]]></category> <category><![CDATA[Gennet Purcell]]></category> <category><![CDATA[North American Securities Administrators Association]]></category> <category><![CDATA[securities]]></category> <category><![CDATA[settlements]]></category> <category><![CDATA[Wachovia]]></category><guid
isPermaLink="false">http://ifawebnews.com/?p=7868</guid> <description><![CDATA[Wachovia Securities has finalized a deal with regulators in the District of Columbia on the repurchase of auction-rate securities to settle allegations the firm’s dealers misled investors about the safety of the market.<p><a
href="http://ifawebnews.com/2009/10/23/wachovia-settles-auction-rate-securities-case-with-d-c-regulators/">Wachovia settles auction-rate securities case with D.C. regulators</a> via <a
href="http://ifawebnews.com">IFAwebnews</a>.</p> ]]></description> <wfw:commentRss>http://ifawebnews.com/2009/10/23/wachovia-settles-auction-rate-securities-case-with-d-c-regulators/feed/</wfw:commentRss> <slash:comments>0</slash:comments> </item> </channel> </rss>
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