The chairwoman of the U.S. Securities and Exchange Commission is warning broker-dealer firms to be careful with their recruitment efforts, especially when they involve up-front bonuses and other inducements.
With the advent of the Supreme Court argument, all parties involved in the health insurance business are waiting. This is particularly true of health insurance carriers. Each insurance carrier to date has made adjustments to their business based on their best interpretation of the Patient Protection and Affordable Care Act, the federal health reform law.