IFAwebnews » certification

Financial planner group want tougher standards from Congress

Bob Graham — Thu, 18 Mar 2010 12:37:16 +0000

An organization representing about 75,000 financial planning professionals “strongly urged” the U.S. Senate Banking Committee to include financial planner consumer protections that include increase regulation, oversight and competency and ethics standards for anyone calling himself a “financial planner.”

Financial planner group want tougher standards from Congress via IFAwebnews.

Columbia CFP publicly admonished for variable annuities actions

Bob Graham — Tue, 30 Jun 2009 10:48:49 +0000

A Columbia, Md., man and Certified Financial Planner was publicly admonished for his involvement in a variable annuities case, according to the CFP Board, which administers the certification.

James R. Klima ... Read →

Columbia CFP publicly admonished for variable annuities actions via IFAwebnews.

CFP commission publicly admonishes Cockeysville man

Bob Graham — Wed, 24 Jun 2009 10:50:52 +0000

A Cockeysville, Md., man and Certified Financial Planner was recently publicly admonished for his actions in conjunction with the sale of Class B mutual fund shares, according to the CFP ... Read →

CFP commission publicly admonishes Cockeysville man via IFAwebnews.