Articles tagged “Debra Ann Friend”

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FINRA fines Ohio woman for pasting client’s signature on rollover form

09.03.2009 | By Bob Graham
On the Record

An Ohio woman paid a $5,000 fine for pasting a client’s signature from a rollover form onto a new application for a variable annuity, according to FINRA records.

The woman, Debra …  Read →

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