Two New Jersey men were fined and suspended FINRA for violating securities regulations in the way one referred clients to the other.
See more: fines, FINRA, Jamik Jamar Ligon, regulation, Rocco Anthony Mongelli, securities
As a direct result of the Patient Protection and Affordable Care Act (PPACA) – also known as ObamaCare – health insurance agent and broker commissions have been slashed by as much as 50%. Agencies have been forced to lay off employees, limit products and services, shift to other lines, and have seen significant drops in compensation.

