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Articles tagged “Jeffrey J. Southard”

More prison time for former N.J. broker-dealer in investment scheme

12.09.2009 | By Keith L. Martin

Already sentenced to an eight-year federal prison term, a former Salem County, N.J., investment broker received additional time in state prison.

See more: Ameriprise, Anne Milgram, crimnal, fraud, GunnAllen Financial, JD BAC Financial Services, Jeffrey J. Southard, legal, On the Record, Ponzi schemes, premiums

Investment scheme nets N.J. man 8 years in prison, $1.8M in restitution

11.24.2009 | By Keith L. Martin

New Jersey, On the Record

A former Ameriprise and GunnAllen broker-dealer will spend eight years and one month in federal prison for operating a $1.8 million investment fraud scheme.

See more: Ameriprise, Bank of America, criminal, FBI, fraud, GunnAllen Financial, irs, JD BAC Financial Services, Jeffrey J. Southard, legal, On the Record

Former New Jersey broker-dealer guilty in $1.9 million investment scheme

06.26.2009 | By Keith L. Martin

New Jersey, On the Record

A former broker-dealer with Ameriprise and GunnAllen Financial could spend up to 30 years in federal prison after pleading guilty to overseeing a $1.9 million investment fraud scheme.

Jeffrey J. Southard, … Read →

See more: Ameriprise, criminal, Department of Labor, FBI, fraud, GunnAllen Financial, irs, Jeffrey J. Southard, securities