Mark Hurley is going to either face a firing squad of his peers, or be rewarded for opening their eyes to what he says is reality.

Financial Advisor magazine reports that …  Read →

According to an article on the Financial Advisor magazine website, new rules proposed as part of President Obama’s proposed FY 2011 budget could force some registered representatives to be reclassified …  Read →

Watch those hiring bonuses and incentives, warned the chairwoman of the SEC, in a letter that she sent to broker-dealers. Those incentives could pressure registered representatives to engage in risky …  Read →