Articles tagged “Richard John Iavecchia”

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FINRA fines man $3,500 for failing to disclose accounts in wife’s name

02.02.2010 | By Bob Graham
On the Record, Pennsylvania

A Horsham, Pa., registered representative was fined $3,500 for failing to disclose brokerage accounts in which he had an interest that were held in his wife’s name at other firms.

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